auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of
exploit the capital markets for fund mobilization, according to the government policy and investors’ protection. Within SEC booth, four SMEs joins the exhibit. Of them, Global Prime Corporation and
the investment in the Green Investment Trust may extend over a long period of time and exhibit volatility in its returns. The consultation paper is available at https://www.sec.or.th/TH/Pages
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
auditors of SMEs have been proposed in response to the growing number of SMEs with potential to become listed on the Stock Exchange of Thailand. In this regard, most of the criteria remain in line with the
trading orders. They are employees of Asia Wealth Securities Co., Ltd. The SEC found that {A} did not keep complete record of a number of a client? securities trading orders. She admitted that she received
2016, the number of IFEC directors was insufficient to form a quorum as required by law. Wichai, in his role as Chairman of the Board of Directors, called for shareholders? meetings to seek the
management. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or facsimile number at 0-2263-6229 or email address at