persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting Assigned Not assigned Private Funds The private fund management company to exercise the
fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting Assigned Not assigned Private Funds The private fund management company to exercise the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
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issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before the exercise date The number of
comply with the following conditions: TSR is for a period of not more than two months. The duration of last exercise of right is not less than 15 days. There are terms on compensation in the case where the