persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting Assigned Not assigned Private Funds The private fund management company to exercise the
fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting Assigned Not assigned Private Funds The private fund management company to exercise the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
to grant a prior approval. Such supportive conditions allow shareholders to exercise the right to enter a legal action more conveniently. Extent of shareholder rights index This extent measures
to grant a prior approval. Such supportive conditions allow shareholders to exercise the right to enter a legal action more conveniently. Extent of shareholder rights index This extent measures
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the