the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the
and understand the structure, roles, duties and responsibilities of each unit in the organisation. In this regard, units should be arranged in accordance with such organisational chart. 2. There should
and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase
information technology shall be widely communicated to the relevant personnel of the intermediary in an easily accessible manner in order for such personnel to understand and be able to comply with such policy
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted
of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand
อยู่ (Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการ
(Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการลงทุนเพื่อระดม