Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based

and REITs and the submission of financial statements and the auditor’s reports on PVDs amid the spread of COVID-19. The meeting has passed the following resolutions:   1.  Exemption for the holding of

Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue of the Resolution of the Shareholders’ Meeting (Whitewash) and Convening the Extraordinary General

Bangkok, 28 February 2018 ?  The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social

provide. Capital market plays a significant role in the economy and is one of the key drivers of sustainable growth in Thailand. To further support sustainable investment, we have extended the fee exemption

shares or shares of the existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the

existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the offering. SEC advises the public to

The Revenue Department has prepared a draft bill amending the Revenue Code relating to the improvement of income tax payment from investors investing in debt securities through mutual funds. The

persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the

Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also