known that such person would use such information for placing, modifying or cancelling trading orders of securities or derivatives related to such securities before the execution of the client’s order is
62 In the execution of his duties, a competent official shall have the following power to: (1) enter into business place of a trustee or the place where the data of a trustee is collected or processed
any requirement of such laws. Chapter 7 Competent Official _____________ SECTION 62 In the execution of his duties, a competent official shall have the following power to: (1) enter into business place
execution of his duties, a competent officer shall have the following power to: (1) enter into the business place of a trustee or the place where the data of a trustee is collected or processed during the
. “Minister” means the Minister in charge of the execution of this Royal Enactment. Section 4. The provision of Section 5 of the Royal Enactment on Special Purpose Juristic Persons for Securitization B.E. 2540
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Sec...
securities and exchange. “competent officer” means a person appointed by the Minister to act in accordance with this Emergency Decree. “Minister” means the Minister in charge of the execution of this Emergency
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) ( (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Se...
. “competent officer” means a person appointed by the Minister to act in accordance with this Emergency Decree. “Minister” means the Minister in charge of the execution of this Emergency Decree. Section 4. The
by the Minister to act in accordance with this Royal Enactment. “Minister” means the Minister in charge of the execution of this Royal Enactment. Section 4. The Ministry of Finance shall be responsible