as from the end of the accounting period. In case of submitting the review of 4 th quarterly financial statements prior to submitting audited annual financial statements - The
responsible for the working field relating to asset appraisal who have knowledge and working experience in asset appraisal; Having a total number of the appraisers not less than 5 persons. In this regard, at
at least three persons and at least one person must have adequate knowledge to review the reliability of financial statements. The scope of power and duties is clearly specified. Directors
and intend to conduct the case to protect the interests of the class members. Secondly, the counsel for the plaintiff shall have knowledge, ability, and experience in Class Action. Lastly, the injured
period of 5 years before filing an application for approval. In this regard, such businesses shall involve a quantity and complexity of transactions that are sufficient for demonstrating knowledge and
and intend to conduct the case to protect the interests of the class members. Secondly, the counsel for the plaintiff shall have knowledge, ability, and experience in Class Action. Lastly, the injured
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance