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Ranking - Securities/Derivative Business

Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

Intermediaries - SECOpenData

name Period File Description 1 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 2/2024 2 Activation of securities business, derivatives business

https://secopendata.sec.or.th/Intermediaries/Professional

Securities Company and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Underwriting (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=

Licensed Derivatives Broker

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Derivatives Broker (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=A0&grptype=&lcstype=&applytype=1

Securities Inter-Dealer Broker

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Financing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

Limited BDU

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Private Fund Management (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Licensed Derivatives Dealer

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Derivatives Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=B0&grptype=&lcstype=&applytype=1