issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount of 430 million baht. According to evidences, it is reasonable
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted
Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without
Bitkub Online Co., Ltd Between January 5, 2021 and January 24, 2021, Bitkub Online Co., Ltd (“Bitkub”), as a Digital Asset Exchange, consented a person who is not a director or executive of Bitkub to
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
Mr. Katsuyuki Mizumachi Mr. Katsuyuki Mizumachi , Chairman of Management Committee, responsible for the operation of Chuo Senko (Thailand) Public Company Limited (CHUO), failed to supervise CHUO
Zipmex Company Limited During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management