investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the
fund to be established fully complies with all conditions as follows: 1. In the case that the mutual fund has the policy to invest in assets that are exposed to foreign exchange rate risk, the
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offering of funds > Foreign Exchange-Traded Fund (Foreign ETF) Foreign Exchange-Traded Fund (Foreign ETF) SHARE : Detail Content SEC regulations on foreign exchange-traded fund (foreign ETF) allow the
Royal Enactments Act and Royal Enactment SHARE : Detail Content Act/ Royal Enactment S ecurities and Exchange Act B.E. 2535 (1992) as amended Derivatives Act B.E. 2546 (2003) as amended