similar period of time;     (4)  Placing, modifying, or cancelling a securities trading order during the pre-opening or pre-closing period of the Securities Exchange or the over-the-counter center, as the

similar period of time;     (4)  Placing, modifying, or cancelling a securities trading order during the pre-opening or pre-closing period of the Securities Exchange or the over-the-counter center, as the

/ Registration    • Brokerage       ​​ о  Securities Brokerage       ​о  Derivatives Agent       ​о ​​ Guidelineon the commencement for operation of securities / derivatives business ​ ​    ​• Dealer       ​​ о

. TorThor. 8/2551) ​To be filed before the commencement date of branch office.​ ​Notifying Report on Location Change of Headquarter, Full Branch, or Cyber Branch (Form 98(9)-1) (Notification OrThor. 12/2543