SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
business sector’s awareness and readiness to handle cyber threats, with guest speakers, i.e., Pol. Col. Naughtakid Phromchan, Director of the Operations Office, Thailand Computer Emergency Response Team
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
will grant a special award for first-time participants. The contest is with the objective to select the perfect provident fund model, with excellent and effective management, who is applying good
(Cybersecurity Excellent Awards (Corporate Social Responsibility)) และรางวัลดีเด่น หน่วยงานที่มีการรักษาความมั่นคงปลอดภัยไซเบอร์ตามมาตรฐานสากลดีเด่น สาขาการเงินการธนาคาร (Cybersecurity Excellence Awards (Banking
ทางอิเล็กทรอนิกส์ (ETDA) จัดกิจกรรม “Financial Cybersecurity Boot Camp 2021 : Boosting your excellent” ในรูปแบบ Online Instructor-led เพื่อส่งเสริมและพัฒนาความรู้ด้าน Cybersecurity สำหรับบุคลากรรุ่นใหม่
providers, to be able to operate their businesses with more liquidity and effectiveness. The regulations also help business providers to dedicate their resources into excellent and appropriate goods and
Transforming Economy,? attracting world-famous speakers to share their experience on corporate culture development for sustainable business as a means to handle new challenge and take care of shareholders and
consultants to handle suitable portfolios for investors through different company names such as Global Investments Far East Ltd. and Global Investments International Ltd. via www.globalinvestments.net and