: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
the performance of duties of the underwriter The underwriter must examine and co-sign the report of shares allocation to sponsors (form 81-1-IPO 200) to certify that “the company has a monitoring
' meeting and the offering price can be categorized as an offering at a discount. Consideration of whether or not the offering price is at a discount must examine the rules on offering of securities at a
countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore, the mutual fund management company may request from the SEC a relaxation on the requirement
with investment in foreign assets The mutual fund with most of the investment in foreign countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore