pre-issuance monitoring activities and provide the list of factors for performing pre- issuance review over audit engagement B Evaluating, Communicating, and Remedying Identified Deficiencies Firm's

deal with client disagreements? 12 How does the firm ensure access to all necessary and updated information for evaluating client risks, especially information from external sources? _x000D_&1#&"Tahoma

common employment and other means, and evaluating whether any of those services might impair independence? a. If “yes,” identify the relevant policies and procedures. b. If “no,” describe how the firm

Warrants on TIDLOR Issued by FSS # A TIDLOR24C2302A 6 Call Warrants on TIDLOR Issued by MST # G TIDLOR42C2302G 6 Call Warrants on TISCO Issued by ASPS # A TISCO08C2302A 6 บริษัท ไทย เอ็น ดี ที จำกัด (มหาชน

YUANTA # A TIDLOR19C2303A 8 Call Warrants on TISCO Issued by KGI # A TISCO13C2303A 8 Call Warrants on TOP Issued by KGI # A TOP13C2303A 8 Call Warrants on TQM Issued by KGI # A TQM13C2303A 8 Call Warrants

1.43084 TIPH 9,719,827 1.63553 TISCO 6,859,678 0.85677 TITLE 10,370,150 1.43651 TK 13,490,163 2.69803 TKC 9,454,110 3.15137 TKN 61,513,201 4.45748 TKS 37,433,097 7.36222 TKT 582,652 0.16610 TLHPF 3,700

9,064,003 1.52518 TISCO 6,026,951 0.75276 TITLE 9,673,250 1.33998 TK 13,564,419 2.71288 TKC 10,508,810 3.50294 TKN 42,704,851 3.09455 TKS 33,841,747 6.65589 TKT 295,650 0.08428 TLHPF 3,700 0.00215 TLI

0.06891 THRE 64,721,050 1.53550 THREL 144,923,932 23.75809 TIDLOR 23,484,566 0.83590 TIGER 51,000 0.01109 TIPCO 6,251,596 1.29545 TIPH 8,950,502 1.50608 TISCO 6,374,610 0.79618 TITLE 9,980,350 1.38252 TK

16,558,786 3.43131 TIPH 7,830,601 1.31763 TISCO 4,376,219 0.54659 TITLE 9,790,151 1.35617 TK 3,804,452 0.76089 TKC 10,641,810 3.54727 TKN 30,288,001 2.19478 TKS 25,040,195 4.92482 TKT 616,648 0.17579 TLHPF

0.00001 THMUI 230,394 0.06776 THRE 63,774,154 1.51303 THREL 133,138,720 21.82608 TIDLOR 30,437,632 1.08339 TIGER 41,000 0.00891 TIPCO 19,705,539 4.08338 TIPH 8,738,492 1.47040 TISCO 5,057,747 0.63171 TITLE