Exchange Act of 1992; ● an offence regarding performance of audit as specified, for example, by Section 287 of the Securities and Exchange Act of 1992; ● an offence
professional code of ethics, regulations under the law governing accounting professions, and other additional regulations prescribed by the law governing securities and exchange, preparing a summary of types of
its compliance with the professional code of ethics, regulations under the law governing accounting professions, and additionalregulations prescribed by the law governing securities and exchange
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
qualifications, has a prohibited characteristic, performs duties defectively, or fails to comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose
for capital market transaction, an appraisal company in capital market and a lead appraiser shall perform duties in accordance with standards and ethics regarding appraisal profession and with
investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
Royal Enactments Act and Royal Enactment SHARE : Detail Content Act/ Royal Enactment S ecurities and Exchange Act B.E. 2535 (1992) as amended Derivatives Act B.E. 2546 (2003) as amended