. ●  Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: ​Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities

establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities

account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC