Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
approval: - the severity of the offence, - the impact on the capital market, - the evidence that may be used for establishing the guilt, and - the worthiness of imposing such penalties. Civil Sanction is
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 20/2022 Dated 07/12/2022 Satang
Chaowarit On 2 August 2019, PP Prime Public Company Limited (“PPPM”) published information through the Stock Exchange of Thailand’s ELCID ( Electronic Company Information Disclosure) system http
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 178/2022 Dated 11/11/2022 with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board
/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating