] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
Advisory Group Meeting - a regional seminar focusing on market supervision and enforcement; ë Enforcement Training School - an annual forum hosted by the SEC for IOSCO APRC members to gain and exchange
the Board. She obtained a B.A. and an M.A. in Economics from Keio University, Japan and a Ph.D. in Economics from Washington University, USA. She was Deputy Governor, Financial Institutions Policy Group
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation
as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase
actions with respect to risk management: (1) establish a written comprehensive risk management policy framework that covers all risk areas, with approval of its board of directors or the working group
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ