notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
, Chupong was deemed to have performed duties dishonestly. In this regard, Chupong, were deemed to have committed offences in violation Section 311 of the Securities and Exchange Act of 1992 (SEA), and
with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by by failing to demonstrate that the investment decisions it made have been prudently
have supported an upward trend of the BKI share price. He disclosed such inside information to other persons who purchased BKI shares during February 24, 2014 - February 25, 2014 before the information
and finance director, in misappropriating money through loan transactions of 60 million baht to V Billboard Company Limited (VBB). VBB later returned 20 million baht to TRITN and VBB was found to have
director, in misappropriating money through loan transactions of 60 million baht to V Billboard Company Limited (VBB). VBB later returned 20 million baht to TRITN and VBB was found to have used the remaining
Raimon Land Public Company Limited Raimon Land Public Company Limited concealed a fact which should have been stated in the registration statement and draft prospectus ("Filing Form") in
liable for RML’s failure to reveal the downgrade credit rating which should have been stated in the registration statement and draft prospectus (Filing Form) in materiality. 27/12/2021 agreed to comply
other information in such a manner that is likely to have an effect on EARTH's share price or the decision making on the investment of EARTH's shares. In addition, 3 directors of EARTH, namely