The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
sustainability of economic and social development.Previously, the SEC issued the regulations on information disclosure of environmentally conscious debt offerings, effective since 31 December 2018, and the
-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets
accessible, user-friendly, fast, and effective services.
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The
, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units
year from the effective date of the Guidelines, to allow the subscribers appropriate time to develop NDID-compatible systems, as required. The amendments would also streamline the ID card dip chip
investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who
program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to