violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
Type of securities : Common share | Effective Date : 25/11/2005 | Close Selling Date : 29/11/2005
Type of securities : Common share | Effective Date : 13/02/2009 | Close Selling Date : 19/02/2009
Type of securities : Common share | Effective Date : 30/10/2007 | Close Selling Date : 02/11/2007
Type of securities : Common share | Effective Date : 07/05/2010 | Close Selling Date : 13/05/2010
Type of securities : Common share | Effective Date : 19/04/2017 | Close Selling Date : 24/04/2017
ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 25/11/2548 | วันที่ปิดการขาย : 29/11/2548
Type of securities : Common share | Effective Date : 05/08/2022 | Close Selling Date : 11/08/2022