PHILLIP ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 16/04/2021 - 26/04/2021
PowerPoint Presentation Procedure for Administrative Action and Appeal Filing Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether to constitute law
Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or
judgement eventually. Due to the Thai legal system, the Courts of Justice are classified into three levels, namely: the Courts of First Instance, the Courts of Appeal, and the Supreme Court. Moreover, the
civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/09/2020
court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 16/09/2020
filing a lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action
(Section 105, 106) Reporting Requirements (Section 109) Disclosure Branch Offices / Representative Offices (Section 92, 93) Complaint Handling Anti-money Laundering Information Technology Arbitration Appeal