connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value for 33 days. DAB Act S.30 Settlement Committee Meeting No. 7

(SSI) via internet trading system to resulting in trading such share which was not consistent with normal market in order to lure general public to trade such share. SEC Act S.243(2) Settlement

, kept customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value for

Advanced Info Service Public Company Limited Advanced Info Service Public Company Limited ("ADVANC") had duties to prepare and submit a report of key financial ratio for the year 2021

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC (SECC) failed to prepare and submit the reviewed financial statements for Q3/2013 to the SEC and the SET within specified period

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC failed to prepare and submit the financial statements for Q3/2012 to the SEC and the SET within the specified period

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC failed to prepare and submit the financial statements for Q1/2013 and Q2/2013 to the SEC and the SET within the specified period

connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers’ digital assets with digital asset

internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers’ digital assets with the digital asset depository

Bitazza Company Limited Between August 1, 2021 to March 31, 2022, Bitazza Company Limited, a digital asset broker, kept customers' digital assets in digital wallets connected to the internet