potential shareholding. For Example: Ensuring full and fair information disclosure so that investors have sufficient information for making investment decisions; Enhancing corporate governance of listed
of compliance and ethical conduct, and lead by example. c) Strengthening an effective board structure and practices conducive for achieving the company’s objectives. d) Ensuring suitable CEO selection
. The ICO portal's duties include performing due diligence on the characteristics of digital tokens to be offered and qualifications of issuer, and ensuring completeness and accuracy of information
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
investor confidence and trust but also ensuring business integrity and creating long-term business value. In conducting its leadership roles and responsiblilities, the board should strive for the following
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
with the privacy policies of those new websites. Amendment of the Privacy Notice The SEC Office reviews the Privacy Policies on a periodic basis in accordance with the SEC Office's policy in ensuring