under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
trustee account; ensure that the units are not allocated to investors who are not high net-worth, in case of offer for sale solely to high net-worth investors; oversee to prevent the trust from becoming a
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
process. Participating fund managers in signatory jurisdictions using this framework will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the
will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the participating fund managers have the necessary experience and track record in managing
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
been known to have gigantic impacts even on the global market. To ensure the financial statements of those entities conform to accounting standards, auditing can no longer relies only on individuals but
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with