nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a
committee provides a great forum for the SEC to share the challenges facing Thailand in complying with international standards with relevant parties in the Thai capital market. More details on Policy
the SEC Board. At least two of such directors must be expert members of the SEC Board. The appointed committee members must also have expertise in accounting, finance, law, or capital market to assist
Bank SHARE : Detail Content The Report on the Observance of Standards and Codes: Corporate Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with
Bank SHARE : Detail Content The Report on the Observance of Standards and Codes: Corporate Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with
be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a company listed on the Stock Exchange of Thailand. Samples of matters under the SEC
with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund mobilizing and investments. The benefits of capital market are maximized through the
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate