or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other
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Content List of Licensed Fund Rating Agencies No. List of Licensed Approval Date 1 REUTERS (THAILAND) LIMITED 34-35th Floor, U Chu Liang Building, 968 Rama IV Road, Silom, Bangrak Bangkok 10500
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
, please check the list of the SEC licensed business operations/investment advisors at: SEC Check First (Thai versions) List of Digital Asset Businesses SEC and Investors Be Wary of
disguise or making up non-existing facts. 6. Being licensed or registered as the derivative dealers pursuant to the Derivatives Act, B.E. 2546. 7. Having exposures to the underlying or derivative position
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
capital market is digitalized to promote the national economic capability; (3) The capital market's capability is enhanced toward sustainability; (4) The capital market has an ecosystem that is suitable
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee