, Section 311, Section 312 or Section 313, the auditor shall inform the fact relating to such circumstance to the audit committee of the securities company or company in order to continue the inspection
derivatives position, unless the plan preparer, the plan administrator, or the official receiver can prove that the derivatives business operator is aware of the fact that the customer has taken or connived in
derivatives position, unless the plan preparer, the plan administrator, or the official receiver can prove that the derivatives business operator is aware of the fact that the customer has taken or connived in
further daily fine not exceeding ten thousand Baht for every day during which the contravention continues. Section 59. Any person who makes a false statement or conceals any fact which should have been
exceeding ten thousand Baht for every day during which the contravention continues. Section 59. Any person who makes a false statement or conceals any fact which should have been disclosed in the registration
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...