Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following information: (1) list of name of persons who
process, securities company shall monitor public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following
Recovery Plan for Enhanced Stability and Problem-Solving, effective June 23, 2018, which contains the following major points. 1. Banks are required to establish a recovery plan for enhanced stability and
overall risk management of the Financial Conglomerate to ensure its effectiveness Ensure effectiveness of overall risk management of the Financial Conglomerate Establish risk management policies and
the mechanism for supervising the service industry related to electronic transactions has been streamlined for enhanced clarity and in alignment with digital development for the economy and society
. 1. Credit card loan measures (1) Establish credit limits for new credit card applicants based on their monthly income as 3 deemed appropriate for their debt servicing ability: - For applicants earning
) contains a salient point on amendment to the Bank of Thailand’s limited authority under Financial Institution Business Act B.E. 2551 (2008) to ensure enhanced efficiency in supervising specialized financial
-Year National Strategy. For the capital market to advance as such, financial reporting system is an essential tool as it helps to establish trust in the entities and the market itself. Good quality and