Culture": SEC staff think further and are ready to embrace changes by creating new ideas, processes, and solutions to improve efficiency and effectiveness at work. Key result 2: “Excellent Services": SEC is
scheduled and conducted properly, with transparency and efficiency, and ensure inclusive and equitable treatment of all shareholders and their ability to exercise their rights. Principle 8.3 The
information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
multilateral information-sharing arrangement among securities regulators around the world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately
stress the importance of practices in compliance with the international standards, so that the Thai capital market will be developed towards greater efficiency, trustworthiness, gaining recognition and
monitor the effectiveness of the company’s risk management. 6.1.7 The board has to ensure and monitor that the company complies with relevant and applicable law and standards, whether domestic
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
(Moral and ethics) 2. การบริหารจัดการ การปฏิบัติหน้าที่ให้บรรลุวัตถุประสงค์ ซึ่งรวมถึงหลัก ความมีประสิทธิผล (effectiveness) ประสิทธิภาพ (efficiency) ตอบสนอง และสร้างคุณค่าให้ผู้มีส่วนได้เสีย
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure