world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
Accounting Standards Screening Sub-Committee, the Federation of Accounting Professions Management consultant of Coopers and Lybrand Tranings Capital Market Academy Programs (CMA), Class 31 Director