world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
Central World, 8th Floor 999/9 Rama 1 Road, Pathumwan, Pathumwan, Bangkok 10330 Tel. 0-2251-9730 Fax. 0-2251-9731 March 10, 2009 3 Mercer (Thailand) Limited The Parq Building, 6th Floor, West Wing
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing
retains personal data in accordance with the nature of the data received. Personal data from the computer system of the SEC Office is retained in the central database with data security and access control
. - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - * The term ‘objectives’ includes long-term central ideas of the company as well as shorter term business objectives. The central ideas refer to the fundamental purpose, principles, vision, values and
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