the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is
’ participation in the ASEAN CIS Framework marks a progressive step towards greater integration of ASEAN capital markets. The enhanced reach of the platform will open up new opportunities and markets to both
In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the regulations for offering for sale of newly issued securities align with the current restructuring frameworks and that the rehabilitaion process is flexible and expedited, with disclosure criteria and appropriate investor protection measures in place according to the investor types, the SEC is proposing to a...
amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in
service in many forms which can be accessed via SEC website. The data can be downloaded through SEC API. Open data and the API allow for enhanced data access. In the past, the provision of such
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมลงนาม International Organization of Securities Commissions (IOSCO) Enhanced MMoU (EMMoU) ในการประชุม MMoU/EMMoU Monitoring Group ภาย
to all sectors, leading the way towards enhanced capabilities and higher potential for all stakeholder groups. As for the SEC organization itself, it is important that the SEC team, as a change agent
การเข้าร่วมใน IOSCO Administrative Arrangement (AA) และ IOSCO Enhanced MMoU (EMMOU) เพื่อยกระดับประสิทธิภาพการให้ความช่วยเหลือระหว่างประเทศสมาชิก เมื่อวันที่ 8 พฤศจิกายน 2564
Under the DR Linkage, depositary receipts representing securities listed on one market will be issued for trading on the other. The enhanced connectivity between the two markets will increase cross
announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai