Clients. Princ iple 3:  Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4:  Apply Enhanced Monitoring of and Engagement with the Investee

Clients. Princ iple 3:  Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4:  Apply Enhanced Monitoring of and Engagement with the Investee

world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued

confidence and promoting robust economic growth.   The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the

confidence and promoting robust economic growth.   The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the

confidence and promoting robust economic growth.   The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the

confidence and promoting robust economic growth.   The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the

strategies, plans and targets. b) Ensuring robust system for risk management and internal control c) Clearly defining management’s responsibilities d) Overseeing appropriate policies and plans for resource