o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
transferable securities was the main activity than the budding primary market where businesses issued securities for public offerings. Also a concern at the initial stage of development was the overlapped market
capital market is digitalized to promote the national economic capability; (3) The capital market's capability is enhanced toward sustainability; (4) The capital market has an ecosystem that is suitable
multilateral information-sharing arrangement among securities regulators around the world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately
21-01 และบจ/ป 22-01 1/1 2 Must Buyer disclose information about board members’ primary employment and directorships in other companies? Ans. Yes - พ.ร.บ. หลักทรัพยฯ์ มาตรา 56 - ประกาศคณะกรรมการกำกับ