capital market is digitalized to promote the national economic capability; (3) The capital market's capability is enhanced toward sustainability; (4) The capital market has an ecosystem that is suitable
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
that the capital market will be developed toward sustainable growth and generate positive impacts on the national economy. At present, there are six legislations administered by the SEC, namely: the
) Main duties of a Trust Settlor/Trust Manager Apply for approval of an offer for sale of units with the SEC Formulate strategies and operational plans of the trust Invest and seek to generate
-licensed asset management companies that are responsible for managing funds on behalf of their clients and Asset Owners through an investment mandate and generate returns for them. Asset Owners
-licensed asset management companies that are responsible for managing funds on behalf of their clients and Asset Owners through an investment mandate and generate returns for them. Asset Owners
to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with Confidence". Website 5stepstoinvest.com (Thai Version
to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with Confidence". Website 5stepstoinvest.com (Thai Version
multilateral information-sharing arrangement among securities regulators around the world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately