Capital The objectives for the determination of minimum paid-up registered capital are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types
the company in order for the shareholders to have complete information in making a decision and have control over the executives in risk management, financial management and business strategy. The
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
SEC has revised rules on granting approval of auditors in its continuing efforts to enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial
that the mutual fund has the policy to invest in assets that are exposed to foreign exchange rate risk, the foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has
passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain majority resolution by unitholders of each fund
that the mutual fund has the policy to invest in assets that are exposed to foreign exchange rate risk, the foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has
passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain majority resolution by unitholders of each fund
แล้วเสร็จ ภายในระยะเวลาที่เพียงพอและเป็นธรรม มติที่จะต้องได้รับจากผู้ถือหน่วยลงทุน (1) กรณีควบรวมกองทุนระหว่างกองทุนรวมที่มีนโยบายการลงทุน ความเสี่ยง และระดับความเสี่ยงของการลงทุน (risk spectrum