such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
enhance the SEC’s enforcement capabilities. This reflects SEC’s continued commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures