KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Sector Fund | Offering Date : 10/06/2009 - 30/06/2009
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Sector Fund | Offering Date : 07/05/2015 - 13/05/2015
, 2017. SEC Act S.246 Settlement Committee Meeting No. 1/2018 Settlement Committee Order No. 3/2018 Dated 30/01/2018
, 2019. SEC Act S.246 Settlement Committee Meeting No. 3/2019 Settlement Committee Order No. 15/2019 Dated 24/07/2019
and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the
statement and the draft prospectus to Shareholders' Meeting. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 59/2023 Dated 21/06/2023
Public Offering ("IPO") utilization from the objectives of IPO disclosed in the registration statement and the draft prospectus to Shareholders' Meeting, due to his failure to order or act
Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023
on 21 November 2022. SEC Act S.64 paragraph 2 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023
2022. SEC Act S.64 paragraph 2 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023