market will be developed towards greater efficiency, trustworthiness, gaining recognition and interests from investors and parties wishing to raise fund at an international level. Participating in
currencies. The BOT views that corporate governance practices are fundamental to the efficiency, transparency and trustworthiness of commercial banks, and conducive to stronger competitiveness, added value
currencies. The BOT views that corporate governance practices are fundamental to the efficiency, transparency and trustworthiness of commercial banks, and conducive to stronger competitiveness, added value
trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such
> Management of Mutual Fund > Conversion of a Closed-End to an Open-End fund Regulations SHARE : Detail Content Management of Mutual Fund 13. Conversion of a Closed-End to an Open-End fund (1) The conversion
> Management of Mutual Fund > Conversion of a Closed-End to an Open-End fund Regulations SHARE : Detail Content Management of Mutual Fund 13. Conversion of a Closed-End to an Open-End fund (1) The conversion
SHARE : Detail Content Management of Mutual Fund 6. Calculation and announcement of net asset values (NAV) 6.1 Closed-end funds 6.2 Open-end funds 6.3 Mutual fund with investment in foreign
-end funds 6.2 Open-end funds 6.3 Mutual fund with investment in foreign assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed
companies; Ensuring fair treatment to shareholders of a takeover target company; Enforcing cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability
than two years. Applicant has to renew the approval if he/she wishes to and has to file application and supporting documents in advance before the end of approval period. 5