of total shares sold of such legal entity; (3) 2 have objectives to operate securities business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show
: The personal data that the SEC Office collects includes both direct and indirect data, for example, identification number/passport number, title, name, surname (Thai/English), date of birth, citizenship
the diversity of biology, waste management, and greenhouse gas emissions. (6) Fair competition by promoting ethical business conduct and not using anti-competitive practices to gain or protect a market
Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
. The SEC supports Thaipat Institute to develop "the first CSR and Anti-corruption progress indicators for Thai listed companies", with a six level assessment of 0-5. Anti-corruption The term
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
in its annual report (if any). 3. Who can become a Signatory to the I Code? The I Code is a voluntary code that applies to Institutional Investors who become signatories as follows: Asset Managers: SEC