Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents ​Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or

director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.) ​   Q: What level of suspicion and severity of

director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.) ​   Q: What level of suspicion and severity of

Regulations SHARE : Detail Content ​​Financial reporting and audit oversight   2. Auditor supervision   2.7 Independent Audit Oversight  Principles The dubious accounting practices employed by listed companies

director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.)​​ Q: What level of suspicion and severity of

director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.)​​ Q: What level of suspicion and severity of

duties, responsibilities, relevant rules and related procedures; Where there are estimates, FAs shall render opinions on reasonableness and feasibilities of the assumptions employed in preparing the

duties, responsibilities, relevant rules and related procedures; Where there are estimates, FAs shall render opinions on reasonableness and feasibilities of the assumptions employed in preparing the