regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations
Foreign Auditor (General case) Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) No. SEC.KorSor.(Wor) 48/2563 Subject Promotion
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
/preparationoffinancialstatements.aspx English (United States) OfferingdebtsecuritiesinThaiBaht to the SEC Office. 7. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal
Ministry of Finance as state revenue. 2. Criminal prosecution per the process of judgment Other offences that are not subject to a criminal fine, or whose offender refuses to enter the fining
/ASEANCollectiveInvestmentSchemes.aspx English (United States) SharePO after either the person completed the term of imprisonment or the suspension of sentence period ended. Having been subject to the court's order of asset seizure
be subject to action under the SEC notification regarding the qualifications and prohibited characteristics. In exercising the discretion to giving such instructions, the SEC takes into consideration
/LawandRegulations/RealEstateInvestmentTrust.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or