: “In cases where any securities company or any company commits an offence under this Section and such offence is a result of an order or an action of any person or a failure to order or act according to
whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by the fund as a result of court judgment or order; (d) money
entitlement in property held on trust by a derivatives business operator for its customer with a view to delivery or as a result of acceptance of delivery under derivatives transaction for the account of a
entitlement in property held on trust by a derivatives business operator for its customer with a view to delivery or as a result of acceptance of delivery under derivatives transaction for the account of a
fund as a result of court judgment or order; (d) money devolved onto the fund pursuant to the fourth paragraph of Section 23; (e) other incomes or expenses as prescribed by the registrar’s notification
not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by the fund as a result of
securities for business take-overs; (2) reporting the result of the business performance sporadically to the SEC with the rules, conditions and procedures as specified by the SEC; 7 (3) any other activities as
offering for sale of securities. SECTION 36. In considering the application for approval, the SEC Office shall notify the applicant of the result within forty-five days from the date of receipt of the
application for approval, the SEC Office shall notify the applicant of the result within forty-five days from the date of receipt of the application together with the correct and complete documents in
or regulations under the second paragraph shall become effective upon approval of the SEC; in this regard, the SEC shall consider and notify the result of its consideration to the Securities Exchange