In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
Foundation, the Thai Red Cross Society (center)2. Mr. Chatchai Promlert, Vice Chairman of the Foundation (forth right)3. Dr. Sorajak Kasemsuvan, Committee Member (third right)4. Mr. Adisak Panupong
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
Bhumibol Adulyadej the Great (5 December 2023). The event took place on 1 December 2023, at the National Blood Centre, the Thai Red Cross Society.
Royal Image of Her Royal Highness Princess Bajrakitiyabha Narendira Debyavati, Chair of the Friends in Need (of "PA") Volunteers Foundation, the Thai Red Cross Society. The SEC, as part of the Friends
charitable donation to the Thai Red Cross Society’s project to support the purchase of medical equipment and assisting patients with acute ischemic stroke, at the DBD Building on 16 January 2024.In the
December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Black Case No. Por. 7633/2561. On 12 November 2019, the Civil Court dismissed the case in the Red Case No
?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to
elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In
digital financial technology that enables investment accessibility;(6) Five red flags of “exaggeration” to look out for when solicited to invest;(7) Getting to know the “Scam Center”, a knowledge