In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
. Several projects and activities related to enhancing the quality of financial reports are organized on a continuing basis to strengthen credibility of finanical reports and investor protection. This
. Krisada Chinavicharana, Deputy Finance Minister. The event was organized under the theme, “Green Finance for Green Living” at Hall 7, LG Floor, Queen Sirikit National Convention Center during 14-17 December
organized by the Thai Listed Companies Association (TLCA) on 10 November 2023. On the occasion, listed companies shared their knowledge and experience in ESG reporting while Ms. Kultangwatana covered the
(Thailand) 2023. This initiative, organized by the government in collaboration with the National Anti-Corruption Commission (NACC), the Anti-Corruption Organization (ACT), and various stakeholders, aimed
(Thailand) 2023. This initiative, organized by the government in collaboration with the National Anti-Corruption Commission (NACC), the Anti-Corruption Organization (ACT), and various stakeholders, aimed
The Securities and Exchange Commission (SEC), in collaboration with the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), organized a seminar for
Financial Institutions: Key Opportunities and Challenges Seminar organized by Fair Finance Thailand. During the event, Ms. Kultangwatana joined the discussion on the topic, "Thai Banks and Human Rights