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risk management, we have put in place measures for managing relevant risks under operational risk management framework. Additional IT risk management policies and framework have been established for
) Re: Criteria for Approval of the Appointment of Directors, Managers, Persons with Managing Authority or Financial Advisors, both of which came into effect June 23, 2018. Salient points of the
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
she served as Managing Director of Kasikorn Asset Management Co., Ltd., Managing Director of Ocean Li fe Insurance Co., Ltd., and Chairman of Association of Investment Management Company. She has made