manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and Exchange Commission No . GorJor 12/2561 Re: Specification of Additional Types of Digital Tokens dated June
the course of its review on the financial statements, or any cases where the benefit of the securities holders, investment decision, or price of the securities might be impacted, the SEC will order the
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
“CFO Focus on Financial Reporting" organized by the Federation of Accounting Profession under the Patronage of His Majesty the King. (The number of hours in attending this course before the effective
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018) Related Forms Application Form for Approval (Form 19-1) Form for Certification of