materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP shareholders to offer PO within two years Report the offering results to the SEC within 15 days Public
revenue to the country. As the Thai capital market has been developed to become increasingly efficient and significant sources of financing, they have, in parallel, increased contributions to the country's
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
Audit Inspection Activities Report 2014 Independent Audit Inspection Activities Report 2013 Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent
an innovative organization that adopts digital technology to provide efficient and reliable services that meet stakeholders' expectations. Get to Know Us Strategic Plan Toward International Excellence
other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to assure that the SEC operation is appropriate, efficient and effective. Currently, the
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure helps to establish an efficient internal control