market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
promote effective enforcement, which in turn, shall ensure fair investor protection and encourage efficient development of businesses and transactions in the capital market. Our international work made a
pass this test and strive forward to deliver material and measurable accomplishments. As the market regulator, the SEC shall proceed to secure investors' confidence, build efficient and reliable markets
companies are increasingly active in investing abroad. For their own equity to be acceptable in mergers and acquisitions, corporate governance standards must be high. Ownership A defining characteristic of
procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
achieve their goals. Hence, determination of regulations on supervision of securities clearing houses and central securities depositories, efficient use of information technology (IT governance), and
ensure properness of internal control system as well as efficient and productive operations. [ Executive Officers of the Office of the SEC ]12 . . . . . . . . [ EXECUTIVE OFFICERS OF THE OFFICE OF THE SEC
enforcement is efficient and wrongdoer is penalized Key achievements in 2003 Measure to encourage investorsû participation in the capital market ● Prescribed rules to accommodate derivatives products as an
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
K E H O L D E R STAKE HOLDER STAKE HOLDER 21หมวดที่ 3 บทบทของผู้มีส่วนได้เสีย ในระบบการกำากับดูแลกิจการมีผู้มีส่วนได้เสียที่สำาคัญ ได้แก่ ลูกค้า พนักงาน คู่ค้า ผู้ถือหุ้น หรือนักลงทุน เจ้าหน้ี และชุม